Client-Centric Financial Management System

Our client is a prominent player in the financial sector, specializing in brokerage services with a focus on securities trading, especially stocks. Their expertise lies in facilitating seamless transactions in the securities market, providing clients with reliable and efficient brokerage solutions.

In creating an efficient client service platform for seamless financial operations, our approach included integrating Open Banking, leveraging the PSD2 directive. While not the central focus, this integration was a significant aspect, enabling secure and efficient financial data sharing. Additionally, the system supported compliance with MIFID regulations, further enhancing its capacity to meet stringent financial industry standards. These features aimed to simplify financial management for clients, making it more transparent and user-friendly, with integrated data access improving the overall financial experience.

We created a comprehensive system designed to display client assets and streamline financial operations. This system features a user panel for generating broker orders, creating deposits, and conducting various banking operations, including cyclical or conditional transactions. It integrates data from various external financial systems, providing clients with a robust asset management tool. This interface also enhances communication between clients and financial advisors, simplifying the process of making informed financial decisions and effectively managing securities.

The system concept also addressed data integration across external financial services, a challenge relevant to custom data platform development. Reliable information exchange and consistent access to financial records were key considerations in designing the client-facing experience.

• Business Analytic
• UX Graphic Designer
• System Analytic

Our task was to create a system's concept, focusing on UX best practices, using advanced modeling tools instead of a typical tech stack. Utilized, Adobe, Bizagi, Enterprise Architect (system part), MS Office

By creating an intuitive and integrated system, we significantly improved financial and communication processes. Our solution not only facilitated easier management of financial assets but also enhanced the communication flow between clients and their financial advisors, contributing to a better overall client experience.

Can PSD2 Open Banking be integrated into a brokerage client platform?

Yes, PSD2 Open Banking can enable secure and efficient financial data sharing inside a brokerage client platform. In this project, InTechHouse included Open Banking integration under the PSD2 directive as a notable, though not central, part of the system concept, alongside support for compliance with MiFID regulations.

Which tools are used to model a brokerage platform concept before development starts?

Process and architecture modeling tools rather than a typical tech stack. In this project, InTechHouse created the brokerage system concept with a focus on UX best practices, using Bizagi, Enterprise Architect for the system part, Adobe and MS Office, with a business analyst, system analyst and UX graphic designer on the team.

What functions does a client panel for a securities brokerage include?

Asset display, broker order generation, deposit creation and banking operations, including cyclical or conditional transactions. In this project, InTechHouse designed the securities brokerage panel to integrate data from various external financial systems and to improve communication between clients and their financial advisors.